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A Framework for Continuing Professional Development of Vocationally Trained General Practitioners and Specialists

An Overview  (December 2003)

A Summary of the Framework Developed from a Project funded by the Commonwealth Department of Health and Ageing (DHA) and Conducted by the Royal Australian and New Zealand College of Obstetricians and Gynaecologists on Behalf of the Committee of Presidents of Medical Colleges.

Dr Eleanor Long
Chief Executive Officer
RANZCOG
Dr Peter White
Project Manager


Index

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INTRODUCTION

This document describes a framework for Continuing Professional Development (CPD) of medical practitioners in Australia. In the context of the framework, medical ‘practitioners’ are considered to be doctors who have completed a prescribed period of postgraduate vocational training and are certified as possessing recognised expertise in a specific area of medical practice. Thus, the document is considered to have relevance to General Practitioners as well as specialists from other disciplines.
 

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BACKGROUND

Recent international developments in continuing education for medical practitioners evidences a shift away from the relatively narrow focus of maintenance of skills programs or continuing medical education (CME) to the broader concept of CPD that acknowledges the wider range of skills, knowledge and attributes now considered to be part of professional practice. Practitioners are expected to engage in activities to maintain or develop abilities that enable them to function as safe and effective medical professionals who can provide high quality health care in their area of expertise across a range of domains.

Developments in Australia in the areas of medical registration, accreditation of specialist medical college training and professional development programs, medical indemnity insurance, increasingly aware health care consumers and the motivation of the profession to undertake continuous improvement have also resulted in an increased awareness of the need for medical practitioners to be involved in effective, on-going CPD programs in this country.

As a result, the area of CPD has become an increasingly important, complex and debated component of practice for medical practitioners. An ad hoc or spasmodic approach to CPD can no longer be considered acceptable, and a uniform approach to this issue across the different specialties would appear desirable and logical. The framework outlined in this document is one such approach.
 

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DEVELOPMENT AND SUMMARY

The framework described in this document was funded by The Commonwealth Department of Health and Ageing (DHA) and conducted by the Royal Australian and New Zealand College of Obstetricians and Gynaecologists (RANZCOG) on behalf of the Committee of Presidents of Medical Colleges (CPMC). A Project Reference Group comprising representatives from a range of interest groups was convened to advise and support the project. Members of the Project Reference Group are listed in Appendix A.

The overall purpose of the work described in this document was the design and development of a framework that can be considered ‘best practice’ in the field of specialist medical CPD, based on the data and information collected throughout the duration of the project, and which could be applicable to a wide variety of medical specialities. To that end, the project was informed by available literature and consultations with a variety of stakeholders in the health care field, including medical boards, medical defence organisations, health complaints organisations, specialist medical colleges and practitioners Overwhelmingly the primary purpose of practitioners participating in ongoing CPD was, according to the consultations, the maintenance, development and improvement of skills that enable consumers of health care to be confident of the level of care that they receive, while recognising the need for CPD in the wider context of professional practice.

Within this climate of a developing acceptance of the need for ongoing learning in areas beyond traditional medical and clinical knowledge, the term continuing professional development is understood in this project to encompass other terms, such as CME and Maintenance of Professional Standards (MOPS). Coupled with the acknowledgment that the practice of medicine is a profession, and all that this implies (see later discussion on Medical Professionalism), a succinct definition of CPD for medical practitioners can be developed as:

The ongoing maintenance, acquisition and development of knowledge, skills and attitudes to enable a medical practitioner to constantly improve as a practising professional.

The framework uses the concept of medical professionalism as its theoretical platform, acknowledging the increasing awareness of a patient-focused medical workforce. Three main areas (strands) of medical professionalism are identified: Clinical Expertise, Risk Management, and Professional Values and Responsibilities. These strands are further divided into ten areas (components) as outlined below. The theoretical platform is shown in Appendix B; descriptions of each of the ten components are described in Appendix C.

Clinical Expertise   Medical Expertise
Clinical Judgement
Medical Informatics (Clinical)
Risk Management   Communication
Practice Management
Medical Informatics (Practice)
Personal Management and Insight
Professional Values and Responsibilities   Relationships and Accountability
Advocacy and Equity
Education

The purpose of constructing this theoretical platform was to enable practitioners across disciplines and settings to identify areas of practice that encompass their CPD needs and activities within these ten components. It is not the intention of the framework to communicate the perception that all practitioners should recognise facets of their practice or undertake CPD activities in all ten areas. The theoretical platform is an acknowledgement of the wider range of skills, knowledge and attitudes now being accepted as constituting the role of a medical practitioner.

The framework advocates the recognition of a wide range of activities as valid for medical practitioner CPD and recognises the existence of three levels of CPD activities: those that focus on increasing knowledge and skills; those that can facilitate changes in practice and health outcomes; and those where changes in practice and health outcomes are evaluated. Common CPD activities currently undertaken by medical practitioners that can be grouped according to those three levels are shown in Appendix D. The crux of the framework thus becomes a matrix of ten components of medical professionalism and three levels of CPD activities, as shown in Appendix E.

In addition the framework specifically acknowledges general adult education principles, as well as the literature relating to the ways in which medical practitioners learn and that relating to the effectiveness of CPD. As such, the framework advocates the prospective identification of learning and, thus, CPD, needs by individual practitioners, as well as an evaluation of what has been achieved by the CPD undertaken by a practitioner throughout a defined CPD cycle. As far as possible and practicable, this evaluation should address changes that have occurred at the levels of specialist practice and behaviour, as well as health outcomes. These components are outlined in Appendix F.

It is recognised that these aspects of the framework need to be addressed and conducted in such a way that is manageable for the practitioners involved, as well as for individual medical colleges from the perspective of infrastructure and capacity. The construction of the framework described in this document has been done with an attempt to achieve rigour and effectiveness in medical practitioner CPD programs, with a view to what is practical and achievable at the practitioner and institutional level.

The framework has been designed to be broad ranging and flexible in its application and operation. It is possible to construct a CPD program around the framework that can operate on the basis of a participant portfolio, or on the basis of a requisite number of hours or credit points, or a combination of the two approaches. The framework is considered to be flexible enough to meet all current statutory requirements currently operating in Australasia, and to be capable of accommodating any changes in this respect that may be introduced in the short- to medium-term future. For example, the framework is designed to be used easily by professional bodies other than specialist medical colleges that are members of the CPMC, and could be adapted for use as a framework on which a revalidation process such as that currently being introduced in the United Kingdom could operate.

As an adjunct to the framework, the creation of a universal system of recognising the participation of medical practitioners in appropriate CPD is advanced. Such a system (based upon the issuing of what has been called a Certificate of Continuing Medical Professionalism [CCMP] by participating bodies) could offer a mechanism to indicate to statutory bodies, as well as consumers and other stakeholders, that individual practitioners are participating and in good standing in a CPD program sanctioned by the issuing body. The practical issues and difficulties associated with this initiative are recognised and acknowledged; however it would appear to be associated with sufficient advantage to merit consideration.

The framework has been constructed on the premise that participation by medical practitioners, or any other health professional, in CPD can help to maintain and increase the knowledge, attitudes and skills associated with practice; i.e. contribute to an individual’s ability to practise in a manner that is considered ‘professional’ in modern medicine. The framework has taken a wide view of medical professionalism, akin to the ‘new professionalism’ that has underpinned reform of the health system in the United Kingdom. It acknowledges the obligation for individuals to take responsibility for their own professionalism development, without mandating compulsory participation, and makes no claim as to the existence of an absolute causal link between participation in CPD and a guarantee of competence. CPD is seen as a means of helping a self-regulating profession to maintain and improve standards. The framework is an instrument that attempts to facilitate that process.
 

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FUTURE DIRECTIONS

The framework for CPD for medical practitioners and the associated issues outlined in this report represent a timely opportunity for stakeholders involved in ongoing specialist medical education and registration in Australia to move forward in collaborative ways to develop integrated processes aimed at improved health care outcomes. Participation in CPD is an aspect of practice for medical practitioners that is increasingly being recognised as a basic professional expectation of and by all involved in the profession and it is appropriate that dialogue ensue to enable agreed attitudes toward, and standards of, CPD to be developed across the medical specialties in this country.

Those involved in the work described in this document hope that the framework as outlined is able to make a significant contribution to the on-going process and debate relating to CPD for medical practitioners and look forward to any progress made as a result of its publication.
 

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APPENDICES - PDF files

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CREDITS, ACKNOWLEDGEMENTS & COPYRIGHT NOTES

This project was funded by the Commonwealth Department of Health and Ageing (DHA) and conducted by the Royal Australian College of Obstetricians and Gynaecologists (RANZCOG) on behalf of the Committee of Presidents of Medical Colleges (CPMC). The project was developed, managed and reported by Dr Peter White, Manager, Assessment Services, RANZCOG, with project design and oversight by Dr Eleanor Long, CEO and Director of Education, RANZCOG.

The College expresses it gratitude for the contribution made to the project by the Project Reference Group chaired by Dr Jack Sparrow.

© 2003 The Royal Australian and New Zealand College of Obstetricians and Gynaecologists.

 

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